Our value proposition and business lines

SECURITIES

In order to guarantee that our services and tools are compliant, our teams provide regular updates linked to any regulatory changes.

All tools and platforms made available to our clients are MiFID II compliant.

Therfore, ProCapital ensures that all of the following regulatory obligations are met: KYC management, Ex-ante fee simulation, Pre-trade controls, Adequacy/appropriation, Product governance, Ex-post fee statements, Transaction Settlement Reporting (TSR), RTS28 – Best selection, Alerts -10% Management under Mandate and Leveraged Instruments.

Securities

B2C & B2B tools

ProCapital provides its clients with a wide range of white label distribution tools and services

Patio PM

Patio PM is a Portfolio Management tool powered by the editor 4TPM, a ProCapital partner, which meets all the needs of private asset managers, regardless of their porfolio management methods.

This tool includes many valuable features:

User Access Management
User-configurable work desk
Routing single and block orders
Securities and Cash positions control
Configurable asset allocation models and/or model portfolios
Management monitoring: summary dashboard of valuation, performance and overall counters for a predefined portfolio population
Structural analysis tool highlighting portfolios that deviate from the models (asset allocation or model portfolio)
Management restrictions: investment restrictions, or isolation of non-managed positions
Turnover rate calculation
Performance calculation
Audit trail

Pro-Advisory

Pro-Advisory is an advisor tool including the following functionalities:

Advanced Ordering and Advisory Module

Block orders management workflow and bespoke standardisation on portfolio management
Workflow of management recommendations in advisory management
CPPI – Constant Proportion Portfolio Insurance
Block orders, assignments and partial executions management

Customer Relationship Management (CRM)

Customer follow-up and prospect management
Follow-up and management of contacts, appointments, tasks, etc.
Integration with an external Electronic Document Management (EDM) and the consolidated financial vision
Synchronisation with Outlook/Lotus exchange server
Management report (periodic and on demand)

Pro-Advisory, a tool of the editor Vermeg, is fully integrated in the ProCapital platform ensuring its deployment, maintenance and evolution on behalf of its clients.

Pro-B.I.

Pro-B.I. is a Business Intelligence tool satisfying the need for recurring or one-off reporting for all necessary client departments: Front and Middle Office, Control, Compliance, etc.

Pro-B.I. consists on one hand of a database containing all the data on the customer’s activity: Positions and daily outstandings, Cash and Securities movements, Order book, Performances, Block Orders, and Taxation.

On the other hand, Pro-B.I. consists on a specialised data processing tool useful to all business units, and offering strctured data universes to efficiently produce reports, data analysis and creation of dashboards on demand.

This tool presents many advantages for our customers:

A user-friendly experience : personalised creation by users, real-time visualisation of the result, and production of analyses in several formats
Comprehensive data analysis using interactive reporting, analysis tool and dashboards
Scheduled and emailed report production

Pro-Web

The Pro-Web offer provides our cclients with a white labelnand bespoke website dedicated to their customers, and integrated into ProCapital’s platform.

Based on Patio’s risk and routing central of 4TPM company, Pro-Web gives access to end customers and our clients to various features:

Advisory or transactional end customer website, fully personalised in our client’s look and feel, and including securities account positions, movements and operations history, performances, taxation and access to electronic documents (EDM).

The end customer website is linked to an advisor website made available to our clients. The advisor website allows advisors and managers to have an aggregated view of portfolios being monitored thanks to user access management, and follow-up and management of contacts, appointments and tasks.

All these features are provided with a Content Management System (CMS), wichi allows website animation via content administration, on-line availability of downloadable documents (PDF), and management of the website layout.

PRO-CORPORATE

PRO-CORPORATE est un extranet dédié au traitement des Opérations sur Titres (OST) et mis à disposition de nos clients. Il comprend les fonctionnalités suivantes :

Module de gestion des OST décisionnelles
Consultation des OST en cours et à venir
Réponse unitaire ou massive par type ou profil de gestion des comptes

Securities

execution Services

ProCapital provides its clients with a high-performance order execution platform, with access to the world’s main markets and venues.

ProCapital handles the orders in several ways:

As a direct market member on Euronext and Equiduct
Via its network of brokers in the American, European and Asian markets
For funds, directly with Euroclear France, Fundsettle or via the transfer agent

ProCapital guarantees the compliance of its platform by constantly adapting to changes in the market place and / or legal requirements.

ProCapital provides its clients with a team of traders, available from 7.15 am to 7.30 pm. This execution desk ensures permanent monitoring of order execution for all ProCapital clients, and controls the availability of the entire processing chain in real time.

As a privileged interlocutor, ProCapital’s execution desl responds reactively to any questions or issues encountered.

Entirely dedicated to processing retail clients’ securities business, ProCapital has built its execution offer on the basis of criteria specific to the needs of this category of investors, by implementing an appropriate best execution policy.

Therefore, ProCapital offers access to the Equiduct market, a market dedicated to retail client orders and of which ProCapital is one of the main members.

Securities

ACCOUNT safekeeping and custody services

ProCapital’s Business Process Outsourcing (BPO) offer enables transactions processing and account safekeeping for all types of assets supported by our clients:

Open architecture allowing the processing of all mutual funds
Coverage of all equity and bond markets in which individuals are active, including unlisted securities, tax exemption products…

The flexibility of ProCapital’s platform also allows us to respond to our clients’ requests for new products in a rapid and flexible way.

ProCapital’s BPO offer handles all types of securities accounts:

Standard securities account
PEA (Stock saving accounts)
PEA-PME (Stock and share ISAs for SMEs)
Securities account management for insurance companies

ProCapital deals with all types of mandatory and optional corporate events, as well as general meetings, in compliance with the new regulatory framework set by the Directive on Shareholders’ Rights, known as SRD II:

Digitalisation of the processes for processing optional corporate events, from the sharing of information to the end customer, to the entry of the customer’s response on the website
Digitalisation of issuers’ communications to all shareholders on general meetings and providing electronic voting

ProCapital ensures all tax treatment relating to the operations and to the clients it is entrusted with:

Single flat-rate tax (IFU)
Tax on Stock Exchange Transactions (TOB)
Financial Transaction Tax (TTF)
Withholding tax
Tax relief at source and tax reclaim

ProCapital has a tax monitoring team whose main goal is to anticipate all changes in tax regulations and to adapt our tools and processes accordingly.

ProCapital offers to its clients a personalised document-editing system which integrates all documents to be produced for end customers:

Account statements and portfolio valuation
Single flat-rate tax related statements
Notice of partial withdrawal and closure of PEA
Corporate events notifications and results
Capital gains receipts
Payment notice

Additionally, an Electronic Document Management (EDM) tool can be made available to our clients or be put online for their end customers.

Our value proposition and business lines

SECURITIES

B2C & B2B
TOOLS

EXECUTION
SERVICES

Account Safekeeping and custody service

Securities

B2C & B2B tools

Patio PM

Pro-Advisory

Pro-B.I.

Pro-Web

PRO-CORPORATE

Securities

execution Services

Securities

ACCOUNT safekeeping and custody services

You want to learn more?

Our value proposition and business lines

SECURITIES

B2C & B2B TOOLS

EXECUTION SERVICES

Account Safekeeping and custody service

Securities

B2C & B2B tools

Patio PM

Securities

execution Services

Securities

ACCOUNT safekeeping and custody services

You want to learn more?

B2C & B2B
TOOLS

EXECUTION
SERVICES